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Screen
Financial Advisor
Stock Broker |
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This report provides background information on Financial Advisors
and/or Stock
Brokers. |
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If the broker or advisor is properly licensed in
your State. |
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If they had any run-ins with regulators or
received serious complaints from investors. |
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Their educational background and where they've
worked before their current job. |
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Is the Firm that the Broker or Advisor works for
member of SIPC? |
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Any Complaints, Rumors, Awards |
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Optional Success history of the
Financial Advisor and/or Broker.
Success history includes the percentage of clients who have lost
money during any full calendar year. |
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